Managing Business Forms — 5th Edition (2008)

by Robert Barnett

Table of Contents

Introduction to the 5th Edition

The 5th Edition has been extensively revised and enlarged. Most of the old content remains but some has been rearranged to make it more logical. There are two new chapters and a great deal of additional material, including information supplied by various forms professionals from the Business Forms Management Association. This new edition is almost 50% larger than the previous edtion.

Chapter 1 A Brief History of Business Forms

Why this chapter is important

A time when there were no forms

Automation enters the world of forms

Tabulator forms set trend for modern computer forms

Carbon paper and multipart forms leap forward

“Pegboard” and “one-write” systems serve small business

National Cash Register introduces “carbonless paper”

Low-cost office typesetting sets the trend in form design

Electrostatic plates and photocopying reduce costs

Computer-aided form design changes the forms world

Forms proliferation brings about the need for control

Forms Automation and the “Paperless Office”

Chapter 2 Reengineering Your Business Forms

Process reengineering

Why reengineer your forms?

The role of information technology

Finding forms to reengineer

Avoiding failure

Forms Management and Knowledge Management

Chapter 3 Getting Forms Under Control

What is a Forms Management Program?

Setting the objectives for a Forms Management Program

The functions of a Forms Management Program

Four major functions

The need for a unified approach

Chapter 4 Responsibilities

The need for a formal statement

Where the responsibilities lie

Chapter 5 The Forms Management Department

A warning from the past

Why a special Department?

The structure of the Department-—some basic concepts

Typical position descriptions

Department structure—some typical approaches

Where to place the Department within the organisation

Selecting Forms Management personnel

Decentralising the forms management function

A lesson from recent history

Decentralising guidelines

Chapter 6 Form Identification

How to identify forms

Form titles

Preliminary titles and subtitles

Form numbering

The role of the form number

Some common approaches to form numbering

Numbering of electronic forms

Allocating blocks of numbers

Number prefixes and suffixes

What to do about non-stock forms

What to do about temporary forms

Chapter 7 Indexing and Filing

The Forms History File

The Job File

The Form Number Register

A computer index

Do you really need a Functional File?

Functional filing—some of the more important factors

Which functional filing system is best?

Basic principles of functional file/index construction

A couple of alternatives to the functional index

Chapter 8 Managing New and Changed Forms

Some fundamental principles

1 Make service a high priority

2 Formalise the process

3 Don’t waste time on trivial matters

4 Report problems back to the requestor

5 Educate the users

6 Deal with questions before layout

7 Avoid having multiple user sign-off

The Form Design Request form

Managing forms quality

Design sign-off

What to do about bootleg forms

Chapter 9 Day to Day Work

Basic record keeping

Keeping statistics

Manual recording system

Computer-based recording systems

Setting priorities

Chapter 10 Forms Analysis and Design

Controlling design

Form design isn’t easy

Understanding the current process

The analysis and design team

The analysis and design process—an overview

The tools and techniques of analysis

Using the right tools

Chapter 11 Form Design Standards

The need

Standards or Guidelines?

Flexibility of standards

Establishing the standards

Consultation

Enforcing the standards

The most important issue

Chapter 12 Testing and Evaluating Forms

The failure of traditional methods

What we’ve learned in recent years

Finding out what people do with forms

Setting up a quality testing program

Chapter 13 Form Review

The need for review

When to review forms

What a review system should provide

The first review

The process of review

When the review is finished

Forms improvement programs

Later specialised programs

Meeting objections

Chapter 14 Producing the Forms

Typesetting and preparing files for printing

Should Forms Management buy the forms?

Using brokers and distributors

Initial contacts with printers

Lead times

Purchasing forms for new systems

When the forms are printed

Inspecting printed forms

Dealing with badly produced forms

Who is to blame for bad printing?

Getting good quality printing

Standard specification forms

Chapter 15 Supplying the Forms to Users

Responsibility for inventory and stock control

Physical control of forms storage

Delivery of stock to users

Watch critical items

Beware of over-controlling your forms

Unexpected shortages and urgent requirements

Solutions to unexpected shortages

Dealing with obsolete and obsolescent forms

Archiving obsolete forms

Outsourcing the supply function

Chapter 16 Managing Electronic Forms

An often-repeated prophecy

Paperless office at the cross-roads

Basic management principles

Learning what people do with electronic forms

Alliances and workgroups

Chapter 17 Planning the Program

Major considerations

Why planning the program is so important

Who will install the program?

Staffing the Forms Management Department

The preliminary survey

Developing your plan of operations

Chapter 18 Senior Management Backing

Why this backing is necessary

Breaking through the barriers

Dealing with internal politics

Dealing with naive management

Chapter 19 Implementing the Program

The first steps

How long will it take?

Setting up the Department

Setting up the numbering system

Announcing your existence

The launch meeting

The role of the consultant

Some “back door” methods

Implement slowly

Chapter 20 Collecting and Cataloguing Forms

The great forms robbery!

Why this chapter is near the end of the book

The aim of the process

Collecting the samples—finding out which forms are in use

The collection letter

When the forms arrive

Listing the forms

When the listing is complete

Detecting “bootleg” forms

Chapter 21 Measuring and Reporting Savings

A forms management barometer

Savings categories

The company staff news

The source of data

The report itself

Chapter 22 Making Sure the Program Works

The future of the program

Your approach to the job

Don’t waste time on trivial matters

Monitoring progress

The importance of “doing it right the first time”

Maintain your exposure

Be an expert

Why some Forms Management Programs fail

Conclusion

Chapter 23 Postscript: Lessons From a Disaster

Why this chapter was written

The disaster

Operator failure and faulty training

Failure to identify the hazards

Removal of speciaists

Ignoring alarms

Informal work practices

Insufficient specialist staff

Communication failure

Corporate culture

Ineffective auditing

Conclusion—the need for mindfulness

Appendix 1 Reading List

Appendix 2 Sample Forms

Form design request

Form test report

Form design sign-off

Form activity log

Form number register

Form job control

Form job history

Form review notice

Form printig authority

Forms management report

Appendix 3 Sample Forms Management Policy

Appendix 4 Sample Forms Management Procedures

Requesting a new form

Requesting a change to an existing form

Processing request for a changed form

Processing request for a new form

Designing new or changed paper forms

Arranging form design sign-off (paper forms)

Processing signed-off paper form

Planned review of forms

Appendix 5 Subject Index